The Balkans ( BAWL-kənz, BOL-kənz), corresponding partially with the Balkan Peninsula, is a geographical area in southeastern Europe with various geographical and historical definitions. The region takes its name from the Balkan Mountains that stretch throughout the whole of Bulgaria. The Balkan Peninsula is bordered by the Adriatic Sea in the northwest, the Ionian Sea in the southwest, the Aegean Sea in the south, the Turkish straits in the east, and the Black Sea in the northeast. The northern border of the peninsula is variously defined. The highest point of the Balkans is Musala, 2,925 metres (9,596 ft), in the Rila mountain range, Bulgaria.
The concept of the Balkan Peninsula was created by the German geographer August Zeune in 1808, who mistakenly considered the Balkan Mountains the dominant mountain system of southeastern Europe spanning from the Adriatic Sea to the Black Sea. In the 19th century the term Balkan Peninsula was a synonym for Rumelia, the parts of Europe that were provinces of the Ottoman Empire at the time. It had a geopolitical rather than a geographical definition, which was further promoted during the creation of Yugoslavia in the early 20th century. The definition of the Balkan Peninsula's natural borders does not coincide with the technical definition of a peninsula; hence modern geographers reject the idea of a Balkan Peninsula, while historical scholars usually discuss the Balkans as a region. The term has acquired a stigmatized and pejorative meaning related to the process of Balkanization. The region may alternatively be referred to as Southeast Europe.
The national borders of the Balkans are, due to many contrasting definitions, widely disputed, with no universal agreement on its components. By most definitions, the term encompasses Albania, Bosnia and Herzegovina, Bulgaria, Croatia (only the area south of the Sava and Kupa rivers), mainland Greece, Kosovo, Montenegro, North Macedonia, Romania (only Northern Dobruja), Serbia (only the area south of the Danube river), and East Thrace in Turkey. However, some broader definitions also include Slovenia (in a limited or partial sense, though sources do not specify regions) and the remaining territories of Romania and Serbia. Additionally, some definitions include Hungary and Moldova due to cultural and historical factors. The province of Trieste in northeastern Italy, whilst by some definitions on the geographical peninsula, is generally excluded from the Balkans in a regional context.
Name
Etymology
The origin of the word Balkan is obscure; it may be related to Turkish bālk 'mud' (from Proto-Turkic *bal 'mud, clay; thick or gluey substance', cf. also Turkic bal 'honey'), and the Turkish suffix -an 'swampy forest' or Persian bālā-khāna 'big high house'. It was used mainly during the time of the Ottoman Empire. In both Ottoman Turkish and modern Turkish, balkan means 'chain of wooded mountains'.
Historical names and meaning
From antiquity to the early Middle Ages
The region that is presently known as the Balkans is largely the ancient (Europe's oldest) Danube civilisation, also referred to as the Old Europe civilization, and which peaked between 5000 and 3500 BC.
From classical antiquity through the Middle Ages, the Balkan Mountains were called by the local Thracian name Haemus.
According to Greek mythology, the Thracian king Haemus was turned into a mountain by Zeus as a punishment and the mountain has remained with his name. A reverse name scheme has also been suggested. D. Dechev considers that Haemus (Αἷμος) is derived from a Thracian word *saimon, 'mountain ridge'. A third possibility is that "Haemus" (Αἵμος) derives from the Greek word haima (αἷμα) meaning 'blood'. The myth relates to a fight between Zeus and the monster/titan Typhon. Zeus injured Typhon with a thunder bolt and Typhon's blood fell on the mountains, giving them their name.
Late Middle Ages and Ottoman period
The earliest mention of the name appears in an early 14th-century Arab map, in which the Haemus Mountains are referred to as Balkan. The first attested time the name "Balkan" was used in the West for the mountain range in Bulgaria was in a letter sent in 1490 to Pope Innocent VIII by Filippo Buonaccorsi, an Italian humanist, writer and diplomat. The Ottomans first mention it in a document dated from 1565. There has been no other documented usage of the word to refer to the region before that, although other Turkic tribes had already settled in or were passing through the region. There is also a claim about an earlier Bulgar Turkic origin of the word popular in Bulgaria, however it is only an unscholarly assertion. The word was used by the Ottomans in Rumelia in its general meaning of mountain, as in Kod̲j̲a-Balkan, Čatal-Balkan, and Ungurus-Balkani̊, but it was especially applied to the Haemus mountain. The name is still preserved in Central Asia with the Balkan Daglary (Balkan Mountains) and the Balkan Region of Turkmenistan. The English traveler John Bacon Sawrey Morritt introduced this term into English literature at the end of the 18th century, and other authors started applying the name to the wider area between the Adriatic and the Black Sea. The concept of the "Balkans" was created by the German geographer August Zeune in 1808, who mistakenly considered it as the dominant central mountain system of Southeast Europe spanning from the Adriatic Sea to the Black Sea. During the 1820s, "Balkan became the preferred although not yet exclusive term alongside Haemus among British travelers... Among Russian travelers not so burdened by classical toponymy, Balkan was the preferred term". In European books printed until late 1800s it was also known as the Illyrian Peninsula or Illyrische Halbinsel in German.
Evolution of meaning in the 19th and 20th centuries
The term was not commonly used in geographical literature until the mid-19th century because, already then, scientists like Carl Ritter warned that only the part south of the Balkan Mountains could be considered as a peninsula and considered it to be renamed as "Greek peninsula". Other prominent geographers who did not agree with Zeune were Hermann Wagner, Theobald Fischer, Marion Newbigin, and Albrecht Penck, while Austrian diplomat Johann Georg von Hahn, in 1869, for the same territory, used the term Südosteuropäische Halbinsel ('Southeastern European peninsula'). Another reason it was not commonly accepted as the definition of then European Turkey had a similar land extent. However, after the Congress of Berlin (1878) there was a political need for a new term and gradually "the Balkans" was revitalized, but in many maps, the northern border was in Serbia and Montenegro and Greece was not included (it only depicted the then Ottoman-occupied parts of Europe), while Yugoslavian maps also included Croatia and Bosnia. At the time, the Balkan Peninsula was also understood as a synonym for Rumelia or European Turkey, and, in its broadest sense, encompassed the borders of all former Ottoman provinces in Europe.
The usage of the term changed in the very end of the 19th and beginning of the 20th century, when it was embraced by Serbian geographers, most prominently by Jovan Cvijić. It was done with political reasoning as affirmation for Serbian nationalism on the whole territory of the South Slavs, and also included anthropological and ethnological studies of the South Slavs through which were claimed various nationalistic and racialist theories. Through such policies and Yugoslavian maps the term was elevated to the modern status of a geographical region. The term acquired political nationalistic connotations far from its initial geographic meaning, arising from political changes from the late 19th century to the creation of post–World War I Yugoslavia (initially the Kingdom of Serbs, Croats and Slovenes in 1918). After the dissolution of Yugoslavia beginning in June 1991, the term Balkans acquired a negative political meaning, especially in Croatia and Slovenia, as well in worldwide casual usage for war conflicts and fragmentation of territory.
Southeast Europe
In part due to the historical and political connotations of the term Balkans, especially since the military conflicts of the 1990s in Yugoslavia in the western half of the region, the term Southeast Europe is becoming increasingly popular. A European Union (EU) initiative of 1999 is called the Stability Pact for Southeastern Europe. The online newspaper Balkan Times renamed itself Southeast European Times in 2003.
Current
In other languages of the Balkans, the region or peninsula are known as:
Slavic languages:
Bulgarian and Macedonian: Балкански Полуостров, transliterated: Balkanski Poluostrov
Bosnian, Montenegrin and Serbian: Balkansko poluostrvo / Балканско полуострво
Bosnian and Croatian: Balkanski poluotok
Slovene: Balkanski polotok
Romance languages:
Aromanian: Peninsula Balcanicã or Balcani
Romanian: Peninsula Balcanică or Balcani
Italian: Penisola balcanica or Balcani
Other languages:
Albanian: Gadishulli Ballkanik and Siujdhesa e Ballkanit
Greek: Βαλκανική χερσόνησος, transliterated: Valkaniki chersonisos
Hungarian: Balkán-félsziget or Balkán
Turkish: Balkan Yarımadası or Balkanlar
Definitions and boundaries
Balkan Peninsula
The Balkan Peninsula is bounded by the Adriatic Sea to the west, the Mediterranean Sea (including the Ionian and Aegean seas) and the Sea of Marmara to the south and the Black Sea to the east. Its northern boundary is subject to varying interpretations, but is often given as the Danube, Sava and Kupa Rivers. The Balkan Peninsula has a combined area of about 470,000 km2 (181,000 sq mi). The peninsula is generally encompassed in the region known as Southeast Europe.
Italy currently holds a small area around Trieste that is by some older definitions considered a part of the Balkan Peninsula. However, the regions of Trieste and Istria are not usually considered part of the peninsula by Italian geographers, due to their definition limiting its western border to the Kupa River.
Balkans
The borders of the Balkans region are, due to a multitude of contrasting definitions, widely disputed, with no universal agreement on its components. By most definitions, it fully encompasses Albania, Bosnia and Herzegovina, Bulgaria, Croatia (only the area south of the Sava and Kupa rivers), mainland Greece, Kosovo, Montenegro, North Macedonia, Romania (only Northern Dobruja), Serbia (only the area south of the Danube river), and East Thrace in Turkey. However, some broader definitions also include Slovenia (in a limited or partial sense, though sources do not specify regions) and the remaining territories of Romania and Serbia.
Additionally, some definitions include Hungary and Moldova due to cultural and historical factors. The Province of Trieste in northeastern Italy, whilst by some definitions on the geographical peninsula, is generally excluded from the Balkans in a regional context.
The term Southeast Europe may also be applied to the region, with various interpretations, although Balkan countries may alternatively be placed in Southern, Central or Eastern Europe. Turkey, including East Thrace, is generally placed in West Asia or the Middle East.
Western Balkans
The Western Balkans is a political neologism coined to refer to Albania and the territory of the former Yugoslavia, except Slovenia, since the early 1990s.[e] The region of the Western Balkans, a coinage exclusively used in pan-European parlance, roughly corresponds to the Dinaric Alps territory.
The institutions of the EU have generally used the term Western Balkans to mean the Balkan area that includes countries that are not members of the EU, while others refer to the geographical aspects.[d]
Each of these countries aims to be part of the future enlargement of the EU and reach democracy and transmission scores but, until then, they will be strongly connected with the pre-EU waiting programme Central European Free Trade Agreement. Croatia, considered part of the Western Balkans, joined the EU in July 2013.
Criticism as geographical definition
The term is scrutinised for having a geopolitical, rather than a geographical meaning and definition, as a multiethnic and political area in the southeastern part of Europe. The geographical term of a peninsula defines that the sea border must be longer than the land border, with the land side being the shortest in the triangle, but that is not the case for the Balkan Peninsula. Both the eastern and western sea catheti from Odesa to Cape Matapan (c. 1230–1350 km) and from Trieste to Cape Matapan (c. 1270–1285 km) are shorter than the land cathetus from Trieste to Odesa (c. 1330–1365 km). The land has too long a land border to qualify as a peninsula – Szczecin (920 km) and Rostock (950 km) at the Baltic Sea are closer to Trieste than Odesa yet it is not considered as another European peninsula. Since the late 19th and early 20th century no exact northern border has been clear, with an issue, whether the rivers are usable for its definition. In studies the Balkans' natural borders, especially the northern border, are often avoided to be addressed, considered as a problème fastidieux (delicate problem) by André Blanc in Géographie des Balkans (1965), while John Lampe and Marvin Jackman in Balkan Economic History (1971) noted that "modern geographers seem agreed in rejecting the old idea of a Balkan Peninsula". Another issue is the name: the Balkan Mountains, mostly in Northern Bulgaria, do not dominate the region by length and area as do the Dinaric Alps. An eventual Balkan peninsula can be considered a territory south of the Balkan Mountains, with a possible name "Greek-Albanian Peninsula". The term influenced the meaning of Southeast Europe which again is not properly defined by geographical factors.
Croatian geographers and academics are highly critical of inclusion of Croatia within the broad geographical, social-political and historical context of the Balkans, while the neologism Western Balkans is perceived as a humiliation of Croatia by the European political powers. According to M. S. Altić, the term has two different meanings, "geographical, ultimately undefined, and cultural, extremely negative, and recently strongly motivated by the contemporary political context". In 2018, President of Croatia Kolinda Grabar-Kitarović stated that the use of the term "Western Balkans" should be avoided because it does not imply only a geographic area, but also negative connotations, and instead must be perceived as and called Southeast Europe because it is part of Europe.
Slovenian philosopher Slavoj Žižek said of the definition,
This very alibi confronts us with the first of many paradoxes concerning Balkan: its geographic delimitation was never precise. It is as if one can never receive a definitive answer to the question, "Where does it begin?" For Serbs, it begins down there in Kosovo or Bosnia, and they defend the Christian civilization against this Europe's Other. For Croats, it begins with the Orthodox, despotic, Byzantine Serbia, against which Croatia defends the values of democratic Western civilization. For Slovenes, it begins with Croatia, and we Slovenes are the last outpost of the peaceful Mitteleuropa. For Italians and Austrians, it begins with Slovenia, where the reign of the Slavic hordes starts. For Germans, Austria itself, on account of its historic connections, is already tainted by Balkanic corruption and inefficiency. For some arrogant Frenchmen, Germany is associated with the Balkanian Eastern savagery—up to the extreme case of some conservative anti-European-Union Englishmen for whom, in an implicit way, it is ultimately the whole of continental Europe itself that functions as a kind of Balkan Turkish global empire with Brussels as the new Constantinople, the capricious despotic center threatening English freedom and sovereignty. So Balkan is always the Other: it lies somewhere else, always a little bit more to the southeast, with the paradox that, when we reach the very bottom of the Balkan peninsula, we again magically escape Balkan. Greece is no longer Balkan proper, but the cradle of our Western civilization.
Nature and natural resources
Most of the area is covered by mountain ranges running from the northwest to southeast. The main ranges are the Balkan Mountains (Stara Planina in Bulgarian language), running from the Black Sea coast in Bulgaria to the border with Serbia, the Rila-Rhodope massif in southern Bulgaria, the Dinaric Alps in Bosnia and Herzegovina, Croatia and Montenegro, the Korab-Šar mountains which spreads from Kosovo to Albania and North Macedonia, and the Pindus range, spanning from southern Albania into central Greece and the Albanian Alps, and the Alps at the northwestern border. The highest mountain of the region is Rila in Bulgaria, with Musala at 2,925 m, second being Mount Olympus in Greece, with Mytikas at 2,917 m, and Pirin mountain with Vihren, also in Bulgaria, being the third at 2915 m. The karst field or polje is a common feature of the landscape.
On the Adriatic and Aegean coasts, the climate is Mediterranean, on the Black Sea coast the climate is humid subtropical and oceanic, and inland it is humid continental. In the northern part of the peninsula and on the mountains, winters are frosty and snowy, while summers are hot and dry. In the southern part, winters are milder. The humid continental climate is predominant in Bosnia and Herzegovina, northern Croatia, Bulgaria, Kosovo, northern Montenegro, the Republic of North Macedonia, and the interior of Albania and Serbia. Meanwhile, the other less common climates, the humid subtropical and oceanic climates, are seen on the Black Sea coast of Bulgaria and Balkan Turkey (European Turkey). The Mediterranean climate is seen on the Adriatic coasts of Albania, Croatia and Montenegro, as well as the Ionian coasts of Albania and Greece, in addition to the Aegean coasts of Greece and Balkan Turkey (European Turkey).
Over the centuries, forests have been cut down and replaced with bush. In the southern part and on the coast there is evergreen vegetation. Inland there are woods typical of Central Europe (oak and beech, and in the mountains, spruce, fir and pine). The tree line in the mountains lies at the height of 1,800–2,300 m. The land provides habitats for numerous endemic species, including extraordinarily abundant insects and reptiles that serve as food for a variety of birds of prey and rare vultures.
The soils are generally poor, except on the plains, where areas with natural grass, fertile soils and warm summers provide an opportunity for tillage. Elsewhere, land cultivation is mostly unsuccessful because of the mountains, hot summers and poor soils, although certain cultures such as olive and grape flourish.
Resources of energy are scarce, except in Kosovo, where considerable coal, lead, zinc, chromium and silver deposits are located. Other deposits of coal, especially in Bulgaria, Serbia and Bosnia, also exist. Lignite deposits are widespread in Greece. Petroleum scarce reserves exist in Greece, Serbia and Albania. Natural gas deposits are scarce. Hydropower is in wide use, from over 1,000 dams. The often relentless bora wind is also being harnessed for power generation.
Metal ores are more usual than other raw materials. Iron ore is rare, but in some countries there is a considerable amount of copper, zinc, tin, chromite, manganese, magnesite and bauxite. Some metals are exported.
History and geopolitical significance
Antiquity
The Balkan region was the first area in Europe to experience the arrival of farming cultures in the Neolithic era. The Balkans have been inhabited since the Paleolithic and are the route by which farming from the Middle East spread to Europe during the Neolithic (7th millennium BC). The first known Neolithic culture of Old Europe was Kakanj culture that appeared in Central Bosnia's town of Kakanj and covered periods dated from 6795 to 4900 BC.