The International Criminal Court (ICC) is an intergovernmental organisation and international tribunal seated in The Hague, Netherlands. Established in 2002 under the multilateral Rome Statute, the ICC is the first and only permanent international court with jurisdiction to prosecute individuals for the international crimes of genocide, crimes against humanity, war crimes, and the crime of aggression. The ICC is intended to complement, not replace, national judicial systems; it can exercise its jurisdiction only when national courts are unwilling or unable to prosecute criminals. It is distinct from the International Court of Justice, an organ of the United Nations that hears disputes between states.

The ICC can generally exercise jurisdiction in cases where the accused is a national of a state party, the alleged crime took place on the territory of a state party, or a situation is referred to the Court by the United Nations Security Council. As of October 2024, there are 125 states parties to the Rome Statute, which are represented in the court's governing body, the Assembly of States Parties. Countries that are not party to the Rome Statute and do not recognise the court's jurisdiction include China, India, Russia, and the United States.

The Office of the Prosecutor has opened investigations into over a dozen situations and conducted numerous preliminary examinations. The Court issued its first arrest warrants in 2005, and issued its first judgment in 2012. Indicted individuals have included heads of state and other senior officials. In recent years, notable cases include arrest warrants issued for Russian president Vladimir Putin, in connection with the invasion of Ukraine and Israeli prime minister Benjamin Netanyahu and defence minister Yoav Gallant, along with several Hamas leaders, in connection with the Gaza Genocide.

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Since its establishment, the ICC has faced significant criticism. Opponents, including major powers that have not joined the court, question its legitimacy, citing concerns over national sovereignty and alleging susceptibility to political influence. The court has also been accused of bias and of disproportionately targeting African leaders. Others have questioned the court's effectiveness, pointing to its reliance on state cooperation for arrests, its relatively small number of convictions, and the high cost of its proceedings.

History

Background

The establishment of an international tribunal to judge political leaders accused of international crimes was first proposed during the Paris Peace Conference in 1919 following the First World War by the Commission of Responsibilities. The issue was addressed again at a conference held in Geneva under the auspices of the League of Nations in 1937, which resulted in the conclusion of the first convention stipulating the establishment of a permanent international court to try acts of international terrorism. The convention was signed by 13 states, but none ratified it, so the convention never entered into force.

Following the Second World War, the allied powers established two ad hoc tribunals to prosecute Axis leaders accused of war crimes. The International Military Tribunal, which sat in Nuremberg and is often referred to as the "Nuremberg trials", prosecuted German leaders, including for Nazi perpetration of The Holocaust, while the International Military Tribunal for the Far East in Tokyo prosecuted Japanese leaders for war crimes and crimes against humanity. In 1948 the United Nations General Assembly first recognised the need for a permanent international court to deal with atrocities of the kind prosecuted after World War II. At the request of the General Assembly, the International Law Commission (ILC) drafted two statutes by the early 1950s, but these were shelved during the Cold War, which made the establishment of an international criminal court politically unrealistic.

International Criminal Court
Sean Woo, general counsel to Sen. Brownback, or John Scandling, chief of staff t · Public domain via Wikimedia Commons

Benjamin B. Ferencz, an investigator of Nazi war crimes after World War II and the chief prosecutor for the United States Army at the Einsatzgruppen trial, became a vocal advocate of the establishment of international rule of law and of an international criminal court. In his book Defining International Aggression: The Search for World Peace (1975), he advocated for the establishment of such a court. Another leading proponent was Robert Kurt Woetzel, a German-born professor of international law, who co-edited Toward a Feasible International Criminal Court in 1970 and created the Foundation for the Establishment of an International Criminal Court in 1971.

Formal proposal and establishment

In June 1989, A. N. R. Robinson, who would later become Prime Minister of Trinidad and Tobago, revived the idea of a permanent international criminal court by proposing the creation of a tribunal to address the illegal drug trade. In response, the General Assembly tasked the ILC with once again drafting a statute for a permanent court.

While work began on the draft, the UN Security Council established two ad hoc tribunals in the early 1990s: the International Criminal Tribunal for the former Yugoslavia, created in 1993 in response to large-scale atrocities committed by armed forces during the Yugoslav Wars, and the International Criminal Tribunal for Rwanda, created in 1994 following the Rwandan genocide. The creation of these tribunals further highlighted to many the need for a permanent international criminal court.

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In 1994, the ILC presented its final draft statute for the International Criminal Court to the General Assembly and recommended that a conference be convened to negotiate a treaty that would serve as the Court's statute. To consider major substantive issues in the draft statute, the General Assembly established the Ad Hoc Committee on the Establishment of an International Criminal Court, which met twice in 1995. After considering the Committee's report, the General Assembly created the Preparatory Committee on the Establishment of the ICC to prepare a consolidated draft text. From 1996 to 1998, six sessions of the Preparatory Committee were held at the United Nations headquarters in New York City, during which NGOs provided input and attended meetings under the umbrella organisation of the Coalition for the International Criminal Court (CICC). In January 1998, the Bureau and coordinators of the Preparatory Committee convened for an inter-sessional meeting in Zutphen in the Netherlands to technically consolidate and restructure the draft articles into a draft.

Finally, the General Assembly convened a conference in Rome in June 1998, with the aim of finalising the treaty to serve as the Court's statute. On 17 July 1998, the Rome Statute of the International Criminal Court was adopted by a vote of 120 to seven, with 21 countries abstaining. The seven countries that voted against the treaty were China, Iraq, Israel, Libya, Qatar, the U.S., and Yemen.

Israel's opposition to the treaty stemmed from the inclusion in the list of war crimes "the action of transferring population into occupied territory", a provision added during the Rome Conference at the insistence of Arab countries with the specific intention of targeting Israeli citizens.The UN General Assembly voted on 9 December 1999 and again on 12 December 2000 to endorse the ICC. Following 60 ratifications, the Rome Statute entered into force on 1 July 2002 and the International Criminal Court was formally established. The first bench of 18 judges was elected by the Assembly of States Parties in February 2003. They were sworn in at the inaugural session of the Court on 11 March 2003.

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The Court issued its first arrest warrants on 8 July 2005, and the first pre-trial hearings were held in 2006.

The Court issued its first judgment in 2012 when it found Congolese rebel leader Thomas Lubanga Dyilo guilty of war crimes related to using child soldiers.

In 2010, the states parties of the Rome Statute held the first Review Conference of the Rome Statute of the International Criminal Court in Kampala, Uganda. The Review Conference led to the adoption of two resolutions that amended the crimes under the jurisdiction of the Court. Resolution 5 amended Article 8 on war crimes, criminalising the use of certain kinds of weapons in non-international conflicts whose use was already forbidden in international conflicts. Resolution 6, pursuant to Article 5(2) of the Statute, provided the definition and a procedure for jurisdiction over the crime of aggression.

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Operation

The ICC began operations on 1 July 2002, upon the entry into force of the Rome Statute, a multilateral treaty that serves as the court's charter and governing document. States which become party to the Rome Statute become members of the ICC, serving on the Assembly of States Parties, which administers the court. As of January 2025, there are 125 ICC member states, 29 states have signed but not ratified the Rome Statute (including four who have withdrawn their signature) and 41 states have neither signed nor become parties to the Rome Statute.

Intended to serve as the "court of last resort", the ICC complements existing national judicial systems and may exercise its jurisdiction only when national courts are unwilling or unable to prosecute criminals. It lacks universal territorial jurisdiction and may only investigate and prosecute crimes committed within member states, crimes committed by nationals of member states, or crimes in situations referred to the Court by the UN Security Council.

The ICC held its first hearing in 2006, concerning war crimes charges against Thomas Lubanga Dyilo, a Congolese warlord accused of recruiting child soldiers; his subsequent conviction in 2012 was the first in the court's history. The Office of the Prosecutor has opened twelve official investigations and is conducting an additional nine preliminary examinations.

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Establishing the court's jurisdiction

The process to establish the court's jurisdiction may be "triggered" by any one of three possible sources: (1) a state party, (2) the Security Council or (3) a prosecutor. It is then up to the prosecutor acting proprio motu to initiate an investigation under the requirements of Article 15 of the Rome Statute. The procedure is slightly different when referred by a state party or the Security Council, in which cases the prosecutor does not need authorisation of the Pre-Trial Chamber to initiate the investigation. Where there is a reasonable basis to proceed, it is mandatory for the prosecutor to initiate an investigation. The factors listed in Article 53 considered for reasonable basis include whether the case would be admissible, and whether there are substantial reasons to believe that an investigation would not serve the interests of justice (the latter stipulates balancing against the gravity of the crime and the interests of the victims).

Structure

The ICC is governed by the Assembly of States Parties, which is made up of the states that are party to the Rome Statute. The Assembly elects officials of the Court, approves its budget, and adopts amendments to the Rome Statute. The Court itself has four organs: the Presidency, the Judicial Divisions, the Office of the Prosecutor, and the Registry.

State parties

As of January 2025, 125 states are parties to the Statute of the Court, including all the countries of South America, nearly all of Europe, most of Oceania and roughly half of Africa. Burundi and the Philippines were member states, but later withdrew effective 27 October 2017 and 17 March 2019, respectively. A further 29 countries have signed but not ratified the Rome Statute. The law of treaties obliges these states to refrain from "acts which would defeat the object and purpose" of the treaty until they declare they do not intend to become a party to the treaty. Four signatory states have informed the UN Secretary General that they no longer intend to become states parties and, as such, have no legal obligations arising from their signature of the Statute; they are Israel in 2002, the United States on 6 May 2002, Sudan on 26 August 2008, and Russia on 30 November 2016. Forty-one other states have neither signed nor acceded to the Rome Statute. Some of them, including China and India, are critical of the Court.

Assembly

The Court's management oversight and legislative body, the Assembly of States Parties, consists of one representative from each state party. Each state party has one vote and "every effort" has to be made to reach decisions by consensus. If consensus cannot be reached, decisions are made by vote. The Assembly is presided over by a president and two vice-presidents, who are elected by the members to three-year terms.

The Assembly meets in full session once a year, alternating between New York and The Hague, and may also hold special sessions where circumstances require. Sessions are open to observer states and non-governmental organisations.

The Assembly elects the judges and prosecutors, decides the Court's budget, adopts important texts (such as the Rules of Procedure and Evidence), and provides management oversight to the other organs of the Court. Article 46 of the Rome Statute allows the Assembly to remove from office a judge or prosecutor who "is found to have committed serious misconduct or a serious breach of his or her duties" or "is unable to exercise the functions required by this Statute".

The states parties cannot interfere with the judicial functions of the Court. Disputes concerning individual cases are settled by the Judicial Divisions.

Bureau

The Bureau of the Assembly assists the Assembly in discharging its responsibilities between the Assembly's plenary sessions. The Assembly elects a Bureau consisting of a President, two Vice-Presidents, and 18 members elected for three-year terms, chosen with regard to equitable geographical distribution and adequate representation of the principal legal systems of the world. The Bureau meets as often as necessary (typically several times a year) and handles preparatory and administrative work, oversight, and coordination so that the full Assembly—which meets only once a year—can function effectively. It also operates through subsidiary working groups, notably The Hague Working Group and the New York Working Group.

Organs

The ICC has four principal organs: the Presidency, the Judicial Divisions, the Office of the Prosecutor and the Registry.

The President is the most senior judge chosen by the eighteen judges in the Judicial Division.

The Judicial Division is composed of eighteen judges and hears cases before the Court.

The Office of the Prosecutor is headed by the Prosecutor, who investigates crimes and initiates criminal proceedings before the Judicial Division.

The Registry is headed by the Registrar and is charged with managing all the administrative functions of the ICC, including the headquarters, detention unit, and public defence office.

The ICC employs over 900 personnel from roughly 100 countries and conducts proceedings in English and French.

Presidency

The Presidency is responsible for the proper administration of the Court (apart from the Office of the Prosecutor). It comprises the President and the First and Second Vice-Presidents—three judges of the Court who are elected to the Presidency by their fellow judges for a maximum of two three-year terms.

Song Sang-hyun was the President of the ICC from 2009 to 2015. As of March 2024, the President is Tomoko Akane from Japan, who took office on 11 March 2024, succeeding Piotr Hofmański. Her first term will expire in 2027.

Judicial Division

The Judicial Divisions consist of the 18 judges of the Court, organised into three chambers—the Pre-Trial Chamber, Trial Chamber and Appeals Chamber—which carry out the judicial functions of the Court. Judges are elected to the Court by the Assembly of States Parties. They serve nine-year terms and are not generally eligible for re-election. All judges must be nationals of states parties to the Rome Statute, and no two judges may be nationals of the same state. They must be "persons of high moral character, impartiality and integrity who possess the qualifications required in their respective States for appointment to the highest judicial offices".

The Prosecutor or any person being investigated or prosecuted may request the disqualification of a judge from "any case in which his or her impartiality might reasonably be doubted on any ground". Any request for the disqualification of a judge from a particular case is decided by an absolute majority of the other judges. Judges may be removed from office if "found to have committed serious misconduct or a serious breach of his or her duties" or is unable to exercise his or her functions. The removal of a judge requires both a two-thirds majority of the other judges and a two-thirds majority of the states parties.

Office of the Prosecutor

The Office of the Prosecutor (OTP) is responsible for conducting investigations and prosecutions. It is headed by the Prosecutor of the International Criminal Court, who is assisted by one or more Deputy Prosecutors. The Rome Statute provides that the Office of the Prosecutor shall act independently; as such, no member of the Office may seek or act on instructions from any external source, such as states, international organisations, non-governmental organisations or individuals.

The Prosecutor may open an investigation under three circumstances:

when a situation is referred by a state party;

when a situation is referred by the United Nations Security Council, acting to address a threat to international peace and security; or

when the Pre-Trial Chamber authorises the prosecutor to open an investigation on the basis of information received from other sources, such as individuals or non-governmental organisations.

Any person being investigated or prosecuted may request the disqualification of a prosecutor from any case "in which their impartiality might reasonably be doubted on any ground". Requests for the disqualification of prosecutors are decided by the Appeals Chamber. A prosecutor may be removed from office by an absolute majority of the states parties through a finding "to have committed serious misconduct or a serious breach of his or her duties" or is unable to exercise his or her functions.

Lead prosecutor Luis Moreno Ocampo of Argentina, in office from 2003 to 2012, was succeeded in the role by Fatou Bensouda of Gambia, who served from 16 June 2012 to 16 June 2021. (She was elected to the nine-year term on 12 December 2011.)

On 12 February 2021, British barrister Karim Khan was selected in a secret ballot against three other candidates to serve as lead prosecutor as of 16 June 2021. As a British barrister, Khan had headed the United Nations' special investigative team when it looked into Islamic State crimes in Iraq. At the ICC, he had been lead defence counsel on cases from Kenya, Sudan and Libya.

Policy papers

The Office of the Prosecutor occasionally publishes policy papers that put forth the considerations given to topics the office focuses on, and often the criteria for case selection. While a policy paper does not give the Court jurisdiction over a new category of crimes, it promises what the Office of Prosecutor will consider when selecting cases in the upcoming term of service. OTP's policy papers are subject to revision.

The following papers have been published since the start of the ICC: